Finance Exam Pro

Series 66 guide

What is the Series 66 exam?

The Uniform Combined State Law exam — the Series 63 and Series 65 rolled into one, taken alongside the Series 7.

Scored questions100 (plus unscored pretest)
Time limit150 minutes
Passing score73 of 100 correct (73%)
CorequisiteSeries 7
Administered byNASAA (delivered via FINRA)

What it covers

Because it merges the 63 and 65, the Series 66 spans economic factors, investment vehicle characteristics, client recommendations and strategies, and laws, regulations, and ethics — with the legal and ethical material carrying the most weight. The Series 7 corequisite covers the product knowledge, so the 66 concentrates on law, advice, and analysis.

Who needs it

The Series 66 suits people becoming both a registered representative and an investment adviser representative. Not sure between the combined exam and the standalone Series 65? See our Series 65 vs 66 comparison or the full license guide.

Prep for the Series 66.

Deep, cited practice across all four content areas, plus blueprint-weighted mock exams. Start free.

Finance Exam Pro is not affiliated with NASAA or FINRA. Practice questions are original and are not actual exam questions. Exam specs can change — confirm current details with NASAA.