Exam comparison
Series 6 vs Series 7
Both let you sell securities — but the Series 7 is far broader. Here's how they differ and how to choose.
| Series 6 | Series 7 | |
|---|---|---|
| What you can sell | Mutual funds & variable contracts (packaged products) | Most securities (stocks, bonds, options, funds & more) |
| Scope | Narrower, product-focused | Broad general securities license |
| Prerequisite | SIE corequisite + firm sponsorship | SIE corequisite + firm sponsorship |
| Questions | 50 scored | 125 scored |
| Time | 1 hour 30 minutes | 3 hours 45 minutes |
| Passing score | ~70% | 72% |
How to choose
If your role centers on mutual funds and variable products, the Series 6 is a focused, shorter path. If you need to sell a full range of securities, you'll need the broader Series 7. Both require the SIE and firm sponsorship. Wondering how tough the 7 is? Here's what to expect, or see the full license guide.
Prep for either — or both.
Finance Exam Pro covers the Series 6, Series 7, and every other securities and insurance license, with guided lessons, original questions, and mock exams. Start free.
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