Finance Exam Pro

Series 63 Uniform Securities Agent State Law exam

Series 63 Exam Prep — State Law, Simplified

The Series 63 tests the Uniform Securities Act and state-level rules — dense material that rewards precise understanding. Finance Exam Pro turns the legal language into plain-English lessons and drills the exact distinctions the exam loves to test.

60
Questions
1h 15m
Time limit
72%
To pass

The Series 63 is a NASAA state-law exam. It has no SIE prerequisite and is often taken alongside the Series 6 or 7.

What's on the Series 63 exam

Regulation of Investment Advisers, Broker-Dealers, Agents and Representatives33%
Regulation of Securities and Issuers22%
Remedies and Administrative Provisions11%
Communication with Customers and Prospects; Ethical Practices34%

How Finance Exam Pro gets you ready

Short, guided lessons

One concept per screen, in plain English — you always know what to study next.

Practice that adapts

Miss a question and it comes back; master a topic and it steps aside. Every answer is explained.

Spaced-repetition flashcards

Key terms resurface right before you'd forget them, so review time is never wasted.

Realistic mock exams

Full-length, section-weighted, and timed — with a readiness score that tells you when you're ready.

Series 63 exam FAQ

How many questions are on the Series 63 exam?+

The Series 63 has 60 scored questions and a 1 hour 15 minute time limit.

What score do I need to pass the Series 63?+

You need 72% (43 of 60 correct) to pass.

Is there an SIE requirement for the Series 63?+

No. The Series 63 is a NASAA state-law exam with no SIE corequisite, though it's commonly paired with the Series 6 or 7.

How long should I study for the Series 63?+

It's a shorter exam, but the legal details trip people up. A week or two of focused practice is typical — our engine keeps resurfacing the rules you miss.

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