Series 63 Uniform Securities Agent State Law exam
Series 63 Exam Prep — State Law, Simplified
The Series 63 tests the Uniform Securities Act and state-level rules — dense material that rewards precise understanding. Finance Exam Pro turns the legal language into plain-English lessons and drills the exact distinctions the exam loves to test.
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- 60
- Questions
- 1h 15m
- Time limit
- 71%
- To pass
1,300 approved practice questions and 30 lessons in this track today.
The Series 63 is a NASAA state-law exam. It has no SIE prerequisite and is often taken alongside the Series 6 or 7.
Written to the official exam outline and editorially verified
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A real Series 63 question
Pick an answer and every choice gets explained — the right one and the traps. This is exactly how practice works inside the app.
Prohibited and Unethical Practices
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The blueprint
What's on the Series 63 exam
Our lessons and mock exams follow these weightings, so your study time lands where the marks are.
- Regulation of Investment Advisers5%
- Regulation of Investment Adviser Representatives5%
- Regulation of Broker-Dealers12%
- Regulation of Agents of Broker-Dealers13%
- Regulation of Securities and Issuers9%
- Remedies and Administrative Provisions11%
- Communication with Customers and Prospects20%
- Ethical Practices and Obligations25%
Free tool
Will you be ready in time?
Three questions, and an honest answer — including if the answer is no.
Timelines are general guidance drawn from our own study guides, not a promise — your background and consistency matter more than any number here.
How it works
How Finance Exam Pro gets you ready
Short, guided lessons
One concept per screen, in plain English — you always know what to study next.
Practice that adapts
Miss a question and it comes back; master a topic and it steps aside. Every answer is explained.
Spaced-repetition flashcards
Key terms resurface right before you'd forget them, so review time is never wasted.
Realistic mock exams
Full-length, section-weighted, and timed — with a readiness score that tells you when you're ready.
Questions
Series 63 exam FAQ
How many questions are on the Series 63 exam?+
The Series 63 has 60 scored questions and a 1 hour 15 minute time limit.
What score do I need to pass the Series 63?+
You need 43 of the 60 scored questions correct — 71.7%. NASAA publishes the requirement as a raw count rather than a percentage, so work from the count of 43, not from a rounded percentage.
Is there an SIE requirement for the Series 63?+
No. The Series 63 is a NASAA state-law exam with no SIE corequisite, though it's commonly paired with the Series 6 or 7.
How long should I study for the Series 63?+
It's a shorter exam, but the legal details trip people up. A week or two of focused practice is typical — our engine keeps resurfacing the rules you miss.
Start your Series 63 prep today
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